Most investment firms (IFs) are enthusiastic to get “five levels of depth” from the Securities Information Processors/ Competing Consolidators (SIPs/CCs). Yet, a thoughtful and precise compilation is ...

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the ...

On May 21, 2025, the European Commission published a proposal for a new regulation simplifying certain regulatory ...

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting ...