As the wealth management industry prepares for the great wealth transfer that will put mass wealth in the hands of women, firms should shore up their hiring of women advisors, according to a McKinsey ...

While certain professions in the United States had their wages outpace inflation in recent months, others are lagging behind, according to a new report.

In a win for financial data-aggregation firms, the Texas State Securities Board has issued guidance clarifying how financial advisors can tap such platforms to gain insight into their clients' ...

A former financial advisor in Florida is facing charges that he defrauded several investors, primarily Venezuelan nationals, out of more than $94 million in a classic Ponzi scheme.

This story originally ran on Financial Advisor IQ's sister publication FundFire.

In recent years, private equity has embedded itself into the registered investment advisor industry through its involvement in scores of mergers and acquisitions, but minority investors and private ...

Registered investment advisory firms that merge end up having far lower reported levels of misconduct, and it's likely at the expense of their competition, a new study found.

This story originally ran on Financial Advisor IQ's sister publication FundFire.

The value financial advisors bring to their clients extends far beyond the financial, according to a new report.

Raymond James ' Private Client Group posted robust growth in assets in the last quarter, but lower interest rates pushed down the unit's income.

Raymond James is having a strong year for advisor recruitment across affiliation models and making further investments to strengthen transition teams, Chief Executive Officer Paul Shoukry said on the ...

The Financial Industry Regulatory Authority has suspended and fined a former Charles Schwab rep in Omaha, Nebraska, over an alleged profit-sharing deal he had with one of his Schwab clients.