On September 1 and August 12, 2016, respectively, the MSRB and FINRA formally applied to the SEC to make mark-up disclosure on retail confirms the law of the land. In the 14 months since, BondWave has ...
WASHINGTON - Vendors and dealers say they are making continuous adjustments to the systems they put in place to comply with markup disclosure requirements, and are seeing increased interest in the ...
The Financial Industry Regulatory Authority has charged Florham Park, New Jersey based broker The Jeffrey Matthews Financial Group $110,000 for charging unfair prices on 86 municipal bond transactions ...
On September 1 and August 12, 2016, respectively, the MSRB and FINRA formally applied to the SEC to make mark-up disclosure on retail confirms the law of the land. In the 14 months since, BondWave has ...
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