Capula Investment Management’s former chief US compliance officer accused the hedge fund firm of wrongfully firing him for raising concerns about the expensing of artwork and private jet travel as ...

MLG CAPITAL WELCOMES KELLY WHETSTONE AS CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL ...

As AI reshapes business operations and regulators move quickly, companies increasingly need a dedicated AI compliance officer ...

Four U.S. citizens were arrested in California Wednesday in connection with a massive, $346 million international credit card fraud scheme based in Germany, in which compliance officers were allegedly ...

In a recent episode of our podcast, we stepped away from our usual audience of compliance professionals to deliver an important message directly to CEOs and executive leadership. If you’re a top ...

In this podcast Mary Shirley, Vice President, Chief Compliance and Privacy Officer, Scion Health, shares what to look for and how to protect yourself if this bad ...

Senior executives Guy Boyd and Jason Humphrey are leaving the bank amid a major restructure of the risk division and a ...

Ltd has named Lucinda McCann as its new Chief Compliance Officer, effective immediately, as the exchange continues its ...

The Office of Compliance and Ethics selected Christy Dobson to serve as the university’s Digital Accessibility Compliance ...

Explains the ruling that compliance officers cannot be penalised for financial misstatements without clear legal duty or proof of knowledge. Key takeaway: liability must be grounded in explicit ...

Focused on education instead of punishment, the inspectors place either “oops” tags on bins that contain improper materials ...